Create a Control Assessment Report for segregation-of-duties gaps during month-end bookkeeping close processes at a regional accounting firm managing 250+ SMB clients

Generate create a control assessment report for segregation-of-duties gaps during month-end bookkeeping close processes at a regional accounting firm managing 250+ smb clients for Accounting, Tax Preparation, Bookkeeping, and Payroll Services industry

Accounting, Tax Preparation, Bookkeeping, and Payroll Services

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Click to upload or drag and drop

Allowed: CSV, XLSX

Max size: 10MB

Upload the client roster with current segregation-of-duties assignments (CSV/Excel with columns: Client_ID, Client_Name, Size_Class, Bookkeeper, Reviewer, Approver, Last_Close_Date)
Select the firm's primary risk exposure level for segregation-of-duties gaps across the client portfolio
Specify the mix of client entity types requiring assessment
Identify the most critical complexity drivers affecting segregation-of-duties
Specify the primary regulatory compliance framework governing the assessment
Define specific scope boundaries (client revenue ranges, employee counts, or other quantitative filters that apply)
Set the materiality thresholds for identifying control deficiencies
Identify all stakeholder groups who will receive or review this assessment
Specify the urgency framework for addressing identified gaps
Provide any additional context about unique client situations, recent mergers, technology changes, or other factors affecting segregation-of-duties assessment